
Publication
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Title
Prone Positioning in Severe Acute Respiratory Distress Syndrome
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Acronym
PROSEVA
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Year
2013
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Citation
Guérin C, Reignier J, Richard JC et al. Prone positioning in severe acute respiratory distress syndrome. Engl J Med 2013;368(23):2159‑2168
Context & Rationale
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Background
- Before PROSEVA, multiple RCTs of prone positioning in ARDS improved oxygenation but not survival, likely due to heterogeneous populations (including mild ARDS), shorter/prn proning sessions, and less stringent lung‑protective ventilation.
- Meta‑analyses hinted that patients with severe hypoxaemia might benefit, creating equipoise for a focused, protocolised trial.
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Why This Matters
- Prone positioning is low‑cost and physiologically compelling (homogenises stress/strain; improves V/Q matching), but definitive mortality benefit had not been shown in a high‑severity cohort managed with strict protective ventilation.
- Demonstrating benefit would change routine ICU practice and guideline recommendations.
Design & Methodology
Trial Design
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Design
- Multicentre (26 ICUs France, 1 Spain), investigator‑initiated, stratified, open‑label RCT with concealed web‑based randomisation
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Setting
- ICU
Population
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Inclusion Criteria
- Adults intubated <36 h for ARDS (AECC criteria), with severe ARDS defined as PaO₂/FiO₂ <150 mmHg on FiO₂ ≥ 0.6 and PEEP ≥ 5 cmH₂O, ventilated with tidal volume ≈6 mL/kg predicted body weight; criteria reconfirmed after a 12–24 h stabilisation period
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Exclusion Criteria
- Contra‑indications to proning, raised ICP, unstable fractures, recent abdominal surgery, Pregnancy, BMI > 40 kg m⁻² and others (see protocol).
Intervention
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Prone Group
- Prone positioning within 1 h of randomisation; ≥16 consecutive hours per day up to day 28, with standardised turning procedures on usual ICU beds.
- Ventilation: volume‑controlled, Vt target 6 mL/kg PBW; PEEP selected from an ARDSNet PEEP–FiO₂ table; plateau pressure goal ≤30 cmH₂O; arterial pH target 7.20–7.45.
- Repeated daily until PaO₂/FiO₂ ≥ 150 mm Hg for ≥4 h while supine on PEEP ≤ 10 & FiO₂ ≤ 0.6
Control
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Supine Group
- Semi‑recumbent supine care
- Same ventilation targets and protocol.
- Crossover to proning allowed only as rescue for life‑threatening hypoxaemia (strict physiologic criteria including P/F <55 on FiO₂ 1.0, maximal PEEP per table, plus inhaled NO and almitrine, and recruitment manoeuvres).
Statistical Plan
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Effect Size
- 456 patients were required to detect a 15% absolute reduction in 28‑day mortality (from 60% to 45%) with 90% power at a one‑sided 5% alpha.
- A single interim analysis at 50% enrolment had a 2.5% alpha; early stopping required ≥25% absolute mortality difference.
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Analysis
- Primary analysis was intention‑to‑treat.
Other
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Blinding
- Open‑label for clinicians
- Outcome assessors blinded
- Primary/secondary outcomes predominantly objective (mortality, time‑based outcomes), mitigating detection bias
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Follow Up
- Outcomes at 28 and 90 days (mortality, extubation, ICU length of stay, VFDs), with serial physiology during the first week.
Key Results
Prone Group vs Supine Group
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Early Stopping
The trial did not stop early; DSMB recommended continuation at interim.
Primary Outcome
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28 Day Mortality
- 16.0% (38/237) vs 32.8% (75/229)
- HR 0.3; 95% CI, 0.25 - 0.63; P<0.001
- Adjusted HR 0.42; 95% CI, 0.26 - 0.66; P<0.001
Secondary Outcomes
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90 Day Mortality
- 23.6% (56/237) vs 41.0% (94/229)
- HR 0.44; 95% CI, 0.29 – 0.67; P<0.001
- Adjusted HR 0.48; 0.32 – 0.72; P<0.001
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Successful extubation by Day 90
- 80.5% (186/231) vs 65.0% (145/223)
- OR/HR 0.45; 95% CI, 0.29 – 0.70; P<0.001
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Ventilator‑Free Days (VFDs) to Day 28
- 14 ± 9 vs 10 ± 10
- Mean difference +4
- P<0.001
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VFDs to Day 90 (days alive & off ventilator)
- 57 ± 34 vs 43 ± 38
- Mean difference +14
- P<0.001
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Pneumothorax by Day 90
- 6.3% (15/236) vs 5.7% (13/229)
- OR, 0.89; 95% CI, 0.39 – 2.02; P=0.85
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Cardiac Arrest
- 16 events vs 31 events
- P=0.02
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Tracheostomy by Day 90
- 6.4% (15/235) vs 8.1% (18/223)
- OR, 0.78; 95% CI, 0.36 – 1.67; P=0.59
Notes
- Large, consistent mortality reduction at 28 and 90 days with early, prolonged proning in severe ARDS under strict lung‑protective ventilation.
- More ventilator‑free days and higher probability of successful extubation with prone positioning.
- No excess of serious complications; cardiac arrests were fewer in the prone arm.
Internal Validity
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Randomisation & Allocation
- Centralised, computer‑generated randomisation stratified by ICU; allocation concealment at assignment is described; outcome assessors were blinded.
- Selection bias risk appears low
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Performance/Detection Bias
- Clinicians were unblinded (inevitable), but primary outcomes were objective.
- Outcome assessors were masked.
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Protocol Adherence
- Time to first prone episode 55 ± 55 min
- Sessions 4 ± 4 per patient; 17 ± 3 h/session; 73% of 22,334 patient‑hours in prone during the active window vs 0 % in controls
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Outcome Assessment
- Mortality and VFDs are hard endpoints
- Extubation success prespecified
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Statistical Rigor
- Predefined ITT analysis; alpha spending and interim plan prespecified
- Adjusted analyses (for SOFA, vasopressors, NMB) confirmed robustness
- Power target met/exceeded
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Separation of the Variable of Interest
- Pronated within 55 ± 55 min; mean sessions 4 ± 4; 17 ± 3 h/session; patients spent 73% of “prone‑period” ICU time actually prone.
- Supine arm remained supine except for tightly restricted rescue criteria.
- This is excellent separation of the exposure
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Key Delivery Aspects
- Implementation hinged on nurse and physician comfort with sedation breaks. The protocol required vigilance to ensure patient safety and comfort.
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Drop Outs or Exclusions
- 8 (<2%) excluded post‑randomisation for prespecified reasons;
- 466 analysed by intention‑to‑treat.
- Loss to follow‑up not material.
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Baseline Characteristics
- Groups broadly similar for lung mechanics and gas exchange at enrolment (e.g., Vt 6.1 ± 0.6 vs 6.1 ± 0.6 mL/kg PBW; PEEP 10 ± 4 vs 10 ± 3 cmH₂O; FiO₂ 0.79 ± 0.16 vs 0.79 ± 0.16; Pplat 23 ± 5 vs 24 ± 5 cmH₂O; PaO₂/FiO₂ 100 ± 20 vs 100 ± 30 mmHg).
- There were differences in SOFA score and the proportions receiving vasopressors and neuromuscular blockers at inclusion, addressed in adjusted analyses.
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Heterogeneity
- Multicentre, but all sites were experienced with proning
- Ventilatory management was protocolised (PEEP–FiO₂ table, Vt target), limiting practice heterogeneity.
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Timing
- Enrolment was early (mean 31–33 h after intubation) and proning began within ~1 h, consistent with the hypothesised window to limit VILI.
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Dose
- ≥16 h/day; proning days up to day 28
- Plateau pressure maintained ≤30 cmH₂O
- By day 3, PEEP and FiO₂ were lower and Pplat ~2 cmH₂O lower in the prone arm, consistent with effective “dose” and physiological effect
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Adjunctive Therapy Use
- Rescue therapies used more often in supine (e.g., inhaled NO 15.7% vs 9.7%; almitrine 6.6% vs 2.5%), suggesting control clinicians escalated adjuncts rather than cross over to proning
- Unlikely to bias in favour of prone
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Blinding
- Not possible
- Outcomes objective (mortality, days on ventilator, LOS) → minimal detection bias
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Crossover
- Supine ➜ Prone (rescue)
- 17 / 229 controls (7.4 %)
- Strict “life‑threatening hypoxaemia” bundle: PaO₂/FiO₂; 55 mm Hg on FiO₂ 1.0 despite maximal PEEP, inhaled nitric oxide 10 ppm, i.v.
- Prone ➜ Supine‑only
- None reported †
- Not permitted by protocol; prone sessions could be terminated early for complications but patients remained in the intervention arm
- Magnitude of crossover is small
- Only 17 rescue crossovers in the control arm means the primary 28‑ and 90‑day mortality results are unlikely to be driven by differential contamination.
- Direction favours conservatism.
- Because crossovers moved from the control to the intervention but were still analysed as controls, any benefit they derived from proning would diminish, not exaggerate, the mortality separation.
- Residual bias remains possible.
- These 17 patients were by definition the sickest control patients; if rescue proning failed to reverse impending death, their inclusion in the control arm could magnify the apparent benefit.
- Sensitivity analyses excluding them were not published, so a minor influence cannot be excluded—but the effect size (15 % absolute risk reduction) is far larger than what 17 patients could plausibly explain.
- Overall, crossover in PROSEVA was minimal, unidirectional, protocol‑driven, and analytically conservative, reinforcing confidence that the pronounced survival benefit reflects the intervention rather than cross‑contamination.
- Supine ➜ Prone (rescue)
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Conclusion
Strong - Allocation was robust; separation excellent; outcomes objective; results consistent in adjusted analyses.
External Validity
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Population Representativeness
- Adults with severe ARDS (P/F < 150 on high FiO₂ and PEEP) early after intubation—typical of severe ICU ARDS
- However, centres were highly experienced with proning and followed a rigorous protocol
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Applicability
- Findings generalise to ICUs capable of (i) early identification of severe ARDS, (ii) safe proning ≥16 h/day, and (iii) strict lung‑protective ventilation.
- Adoption has been variable internationally
- In LUNG SAFE (2014), proning was used in only ~16% of severe ARDS, reflecting system‑level constraints rather than biological limits.
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Conclusion
- Good - for comparable ICUs with training and staffing to deliver prolonged proning within lung‑protective ventilation
- Generalisability may be limited where such resources or adherence are lacking.
Strengths & Limitations
Strengths
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Strong Methodology
- Early enrolment;
- Severe ARDS focus
- Strict lung‑protective ventilation
- Prolonged daily proning
- Excellent exposure separation
- Multicentre
- Blinded outcome assessment
- Prespecified analyses with sufficient power
Limitations
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Few, not critical
- Open‑label care
- Experienced centres (learning‑curve effect limits generalisability)
- Small baseline imbalances (SOFA, vasopressors/NMB) though adjusted analyses align
- Success may depend on protocol fidelity and staffing skill mix
Interpretation / Why This Matters
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Transformational Trial
- PROSEVA demonstrates that how and to whom proning is applied is crucial: early, prolonged sessions in severe ARDS, within a lung‑protective strategy, reduce mortality and improve liberation from ventilation.
- It confirms and operationalises prior physiological rationale into practice‑changing evidence.
- It also provides the largest, robust mortality impact (~50% reduction) of all critical care interventions.
Controversies & Subsequent Evidence
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Methodology / Interpretation Debates
- Questions centred on generalisability beyond expert centres and whether co‑interventions (e.g., neuromuscular blockade) or lower Pplat in the prone group explained the effect.
- The protocolised management, adjusted analyses, and concordant physiological signals argue the survival benefit is attributable to proning.
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Relation to adjuncts
- Early NMB was common in both groups (trial‑level), and prior RCT evidence (ACURASYS) suggested benefit in severe ARDS
- The later ROSE trial (2019) did not confirm routine early NMB for all
- Proning’s benefit in PROSEVA stands independent of mandated NMB
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Meta Analyses
- Post‑PROSEVA summaries show mortality reduction with proning in severe ARDS, especially with low Vt and ≥12–16 h sessions, aligning with PROSEVA’s protocol.
- Cochrane and CMAJ reviews support benefit when protective ventilation is used.
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Guidelines
- The 2017 ATS/ESICM/SCCM recommended proning >12 h/day in severe ARDS
- The 2023 ESICM and 2024 ATS guidelines continue to endorse proning for moderate‑to‑severe ARDS
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Guidelines Stance
Summary
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Dutration of Ventilation Reduction
- Early, prolonged prone positioning (≥16 h/day) halved 28‑day mortality (16.0% vs 32.8%) and reduced 90‑day mortality (23.6% vs 41.0%).
- Proning increased ventilator‑free days and successful extubation without excess serious complications; cardiac arrests were fewer vs supine.
- Separation was excellent (first session within ~1 h; 17 h/session; ~73% of active period actually prone).
- Benefit was observed within a strict lung‑protective ventilation protocol and experienced centres—critical for replication and implementation.
Conclusion
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Landmark Trial
The Kress sedation break trial changed how sedation was delivered worldwide and lead to a series of trials seeking to optimise this new paradigm of lighter sedation
Further Reading
Other Trials
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Pre-PROSEVA
- Gattinoni L. Effect of prone positioning on survival of acute respiratory failure. N Engl J Med 2001;345:568‑573
- Guérin C, et al. Effects of Systematic Prone Positioning in Hypoxaemic Acute Respiratory Failure: A Randomized Controlled Trial. JAMA. 2004;292:2379‑2387
- Mancebo J, et al. A Multicenter Trial of Prolonged Prone Ventilation in Severe ARDS. Am J Respir Crit Care Med. 2006;173:1233‑1239
- Taccone P, et al. Prone Positioning in Patients with Moderate and Severe ARDS: A Randomized Controlled Trial. JAMA. 2009;302:1977‑1984
Systematic Review & Meta Analysis
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Intubated
- Sud S, et al. Effect of Prone Positioning During Mechanical Ventilation on Mortality among ARDS Patients: Systematic Review & Meta‑analysis. CMAJ. 2014;186(10):E381‑E390
- Bloomfield R, et al. Prone Position for Acute Respiratory Failure in Adults. Cochrane Database Syst Rev. 2015;(11):CD008095
- Munshi L, et al. Prone Position for ARDS: Systematic Review & Meta‑analysis. Ann Am Thorac Soc. 2017;14(Suppl 4):S280‑S288
- Park M, et al. Multivariate Meta‑analysis of Mortality Effect of Prone Positioning in ARDS. J Intensive Care Med. 2021;36(11):1323-1330
- Sud S, et al. Effect of Prone Positioning During Mechanical Ventilation on Mortality among ARDS Patients: Systematic Review & Meta‑analysis. CMAJ. 2014;186(10):E381‑E390
Observational Studies
Guidelines
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American
- An Update on Management of Adult Patients with Acute Respiratory Distress Syndrome. An Official American Thoracic Society Clinical Practice Guideline. Am J Respir Crit Care Med 2024;209(1):24–36
- American Association for the Surgery of Trauma/American College of Surgeons Committee on Trauma Clinical Protocol for Management of Acute Respiratory Distress Syndrome and Severe Hypoxemia. J Trauma Acute Care Surg 2023;epublished June 12th
Overall Takeaway
PROSEVA is a landmark RCT that proved early, prolonged proning saves lives in severe ARDS when executed by skilled teams alongside lung‑protective ventilation. Its compelling mortality benefit reshaped international guidelines and remains the benchmark against which newer ventilatory adjuncts are judged.
Posted August 11th, 2025